In my last Financial Services post, I made reference to product providers unilaterally deciding to interpret the legislation and to...

The newly established Ministry of Regulation, aimed at reducing red tape and bureaucracy, has begun its work with a modest team. While...

Last week, I attended the FSC 2024 Conference and was privileged to be asked to chair a workshop on Bridging the Perception Gap to...

The recent report from FMA on licensee reviews was encouraging and timely. The reference to documentation and record keeping indicates...